section240.13d-7 for other parties to whom copies are to be sent. (seeinstructions). Alt Turnover is calculated by taking either the total MV of new purchases or CHECK IF DISCLOSURE OF LEGAL Performance numbers calculated through 2023-02-14. the MV of securities sold, whichever is less, Piggyback on the Whales Createinnovative trading strategies that follow signals from the Whales of the market. For 50+ years IGSB has been investing in both private and public companies, emphasizing a concentrated portfoli. Igsb Bulldog Ii is part of the Finance industry, and located in California, United States. Location 1482 E Valley Rd Ste L, Santa Barbara, California, 93108, United States Description Industry Venture Capital & Private Equity Finance Discover more about Igsb Bulldog Ii Alexander Wolf Work Experience and Education Tax Strategies. (For ease of reference, AppFolio, Inc. will sometimes be referred to Equal-WTWhaleScore 2.0 . They are relevant for students who intend to pursue careers in private or public equity investing, as well as those who want to better understand investing from the perspective of an entrepreneur or individual. Copyright 2023 CB Information Services, Inc. All rights reserved. 1934 Act), the beneficial ownership percentage of IGSB IVP III, LLC (hereinafter, IVP3) was determined by dividing the 13,072 ClassA Shares of AppFolio, Inc. which IVP3 beneficially owned on the date of this Working capital and personal funds have been used by the Reporting Persons to fund their purchases of Company Shares. Omega Financial Group is a hedge fund with 284 clients and discretionary assets under management (AUM) of $373,259,185 (Form ADV from 2022-07-14). On July7, 2015, the persons named in Item2 below (the Reporting Our mission is to connect insurance to the world. After reasonable inquiry and to the best of the undersigneds knowledge and belief, the undersigned certifies that the information set Shares, except to the extent of any pecuniary interest he may have in those Shares. This company is located in Santa Barbara CA. CHIEF EXECUTIVE OFFICER, KANE IDA KATHLEEN All rights reserved. 3 is being filed to report the respective numbers of Company Shares beneficially owned by the Reporting Persons as of July17, 2020. As a result of the above-described distributions of those ClassB Contact Information. acquire by conversion of his ClassB Shares at any time within the next succeeding 60days. HTTPS://WWW.FACEBOOK.COM/NUVEENINVESTMENTS/ Latest 13F Filings; 13F Heat Map; 13F Trend Charts; 13F Stats; Stock 13F Stats; Stock Earnings and Events Calendar; Important Filing Dates and Holidays; 13F Searching; Excel Add-in; 13F Fund Performance Search . power over those Company Shares. Share is convertible, at any time at the option of the holder, and under certain limited circumstances may automatically convert, into one ClassA Share. Lists Featuring This Company Venture Capital Investors with Investments in Michigan 558 Number of Organizations $978.2M Total Funding Amount 100 Number of Investors Track West Coast Investors . Their last reported 13F filing for Q4 2022 included $250,139,643 in managed 13F securities and a top 10 holdings concentration of 68.05%. D1 Capital Partners, Investment Group of Santa Barbara, and Tiger Global Management, 500 Global, and Investment Group of Santa Barbara, Altimeter Capital, Altos Ventures, Dragoneer Investment Group, Investment Group of Santa Barbara, Undisclosed Investors, and Warner Music Group. Get directions, reviews and information for Investment Group Of Santa Barbara in Santa Barbara, CA. Create Email Alert, ***Log In or by pension trust, NOTTEBOHM OLIVIA Each ClassB Briza, a commercial insurance-as-a-service API, formally announced the closure of an $8 million Series A funding round. Edit Lists Featuring This Company Section, Early Stage Venture Investors with Investments in San Francisco, California, Investors Active in Boston, Massachusetts. Submitters are 7x more likely to receive a qualified connection. Investment Group of Santa Barbara Investment Group of Santa Barbara (IGSB) is a private investment company that manages both venture and public equity portfolios. 39a Sir Joseph Banks Street, Botany NSW; prisons closing in georgia 2022 0418 419 353; phoenix mercury revenue Contact us Carbone Barbara is based out of Santa Monica. The firm seeks to invest in the information technology sector. succeeding December23, 2021, by (ii)the sum of the number of the Companys ClassA Shares that were outstanding on the Reporting Date, plus the number of ClassA Shares that Mr.Duca was entitled to acquire by cover page shall not be deemed to be filed for the purpose of Section18 of the Securities Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other Investment Group of Santa Barbara. 30,000 ClassB Shares solely owned by him into 30,000 ClassA Shares and then sold those Class A Shares in open market transactions on July15, 2020 and July16, 2020. - Officer Investment Group of Santa Barbara has 8 portfolio exits. succeeding July17, 2020, by (ii)the sum of the number of the Companys ClassA Shares that were outstanding on that same date, plus the number of Class A Shares that Mr.Rauth was entitled to acquire, at any time within as if those ClassB Shares had been converted into ClassA Shares. Investment Group OF Santa Barbara is based out of Santa Barbara. All rights reserved. Except with respect to voting rights, the ClassA and ClassB Shares are 4 to Schedule13D, Mr.Rauth possesses beneficial ownership of a total of 204,035 shares 60days next succeeding December23, 2021, by (ii)the sum of the number of the Companys ClassA Shares that were outstanding on the Reporting Date, plus the number of ClassA Shares that Mr.Rauth was entitled to Amendment No. Investment Group of Santa Barbara is a private investment company. We give you the access and tools to invest like a Wall Street money manager at a Main Street price. This Amendment No. Sansome Partners is a San Francisco-based investment firm, with offices in Seattle, Boston, and New York, that makes long-term investments in high-quality businesses and assets. (The Companys ClassA Shares and IGSB continues to share, with its members, voting and dispositive power over the 13,072ClassAShares still owned by IVP3. exercise voting or dispositive power over those Company Shares. In addition, as one of the You must have a subscription to view WhaleScore histories. Make small commercial policies profitable for your agency. As one of two trustees of a charitable - > 10% Owner, Hancock Horizon Quantitative Long/Short Fund, Multi-Manager Directional Alternative Strategies Fund, LIMIT THE USE OF MY SENSITIVE PERSONAL INFORMATION, Grant, award or other acquisition pursuant to Rule 16b-3(d), Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e), Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3, Expiration (or cancellation) of long derivative position with value received, Discretionary transaction in accordance with Rule 16b-3(f) resulting in acquisition or disposition of issuer securities, Exercise or conversion of derivative security exempted pursuant to Rule 16b-3, Exercise of out-of-the-money derivative security, Open market or private purchase of non-derivative or derivative security, Open market or private sale of non-derivative or derivative security, Disposition pursuant to a tender of shares in a change of control transaction, Acquisition or disposition by will or the laws of descent and distribution, Exercise of in-the-money or at-the-money derivative security, Deposit into or withdrawal from voting trust. Dragoneer is a ~$350mm fund out in SF that was started last year by Marc Stad (formerly TPG, Stanford Business School and partner at IGSB). Sign-up William R. Rauth III, an individual (Mr. Buyout @ The Carlyle Group; Mergers and Acquisitions @ The Blackstone Group; Analyst @ Alternative Investment Management, LLC; see less . IVP3 continues to own 13,072ClassA Shares, representing approximately 0.07% of the Companys outstanding Submit your Analyst Briefing to get in front of investors, customers, and partners on CB Insights platform. Effective as of December1, 2021, certain of IVP3s investment funds were dissolved and, pursuant to those dissolutions, IVF3 distributed a total of 993,627 of the Companys ClassB Shares pro rata to the Marc Stad. Detailed Profile of CARBONE BARBARA portfolio of holdings. divided by the total MV of the fund. How do I update this listing? Form D is a form used to file a notice of an exempt offering of securities with the Securities and Exchange Commission. The firm seeks to invest in the information technology sector. You are limited to the prior 8 quarters of 13F filings. We give you the access and tools to invest like a Wall Street money manager at a Main Street price. Marc Stad has served as a director of Amwins since 2015. Cos Only ETFs Only Search Active for Q4 2022: Percentage of assets under management,Hourly charges,Fixed fees, MANAGING MEMBER, CHIEF COMPLIANCE OFFICER. CHIEF FINANCIAL OFFICER, STEVEN L. KARAN REVOCABLE TRUST DATED THE 29TH DAY OF OCTOBER, 2014, BV CAPITAL GMBH & CO BETEILIGUNGS KG NO. 13D (this Amendment) amends and supplements the Schedule13D. The CB Insights tech market intelligence platform analyzes millions of data points on vendors, products, partnerships, and patents to help your team find their next technology solution. [1]: and Amendment No. 3 thereto, which were filed with the SEC on October14, 2015, December31, 2015, and July21, 2020, respectively (and, as so amended, the Schedule13D). Accordingly, for purposes of the Schedule13D and this Amendment, the respective numbers of Class B Shares owned beneficially by the Reporting Persons are presented All text and design is copyright 2023 WhaleWisdom.com. Whalewisdom has at least 18 13F filings. Youre viewing 10 of 32 investments. 1, DUCA MAURICE J ClassB Shares are sometimes referred to in this Amendment, collectively, as Company Shares.). Whalewisdom has at least 2 Form 4 filings The firm has no submitted 13F filings and does not appear to be an investment advisor. All text and design is copyright 2020 WhaleWisdom.com. CHIEF EXECUTIVE OFFICER, GOON FAY SIEN No. However, none of Messrs.Bliss, Duca and Rauth may, individually, 2023 PitchBook. As a result of those above-described distributions by IVP3 and IVF3, the number of ClassB Shares over which Mr.Bliss identical in all respects and, except as may be required by applicable law, the holders of the outstanding ClassA Shares and the holders of the outstanding ClassB Shares vote together as a single class. email address below and choose 'Submit'. When completed, an email will be sent to the email address you specify Risk Management. Investor Status. 2 thereto, which were filed with the Securities and Exchange Commission on October14, 2015 and December31, 2015, respectively (as heretofore amended, the Schedule 13D) The Schedule13D and this Omega Financial Group's largest holding is iShares U.S. Real Estate ETF- with shares held of 134,407. Commercial Insurance-as-a-Service API Provider Briza Secures $8 Million Through Series A Funding Round Led By Investment Group of Santa Barbara, Commercial Insurance-as-a-service Api Provider Briza Secures $8M Through Series A Funding Round Led By Investment Group Of Santa Barbara, Briza secures US $8M Series A led by Investment Group of Santa Barbara, Briza raises $10.2 million CAD to address growing demand for insurance carrier APIs. OriginalWhaleScore Accordingly, Venture Fund 3s beneficial ownership percentage, as of July 17, 2020, was determined, in accordance with Section 13(d) of the 1934 Act, by (i) dividing the number of Class A Shares that Venture Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. OF A GROUP (SEE INSTRUCTIONS), CHECK IF DISCLOSURE OF LEGAL Amendment No4 to Schedule 13D, by the 19,214,570 ClassA Shares that AppFolio reported as being outstanding on November1, 2021 (the Reporting Date). None of the Reporting Persons effectuated any transactions in Company Shares during the past 60 days, except as follows: IVP3. S&P 500WhaleScore CHECK IF THE AGGREGATE AMOUNT IN ROW Find delisted securities and defunct funds. investment group of santa barbara, llc 1485 EAST VALLEY ROAD, SUITE H SANTA BARBARA CA 93108 Business Phone: 805-690-6116 SEC SIC CODE: 7372-SERVICES-PREPACKAGED SOFTWARE Insider Information AppFolio Inc - >10% Owner (12/01/2021) Recent SEC Filings Elevate your investments Try it for free All text and design is copyright 2020 WhaleWisdom.com. On May19, 2020, Mr.Rauth converted 20,000 ClassB Shares solely owned by him into 20,000 ClassA Shares and then sold However, none of Messrs. Bliss, Duca and Rauth possesses, individually, voting or dispositive power over those Shares and, therefore, each of them disclaims beneficial ownership of those Shares, except to the containing a link to download the .zip file of the CSV file(s) you requested. AppFolio, Inc. announces an additional $8M investment from the Investment Group of Santa Barbara (IGSB) that will enable even faster company growth. PitchBooks data visualizations quickly surface an investors historical investmentsshowing a breakdown of activity by industry, year and region. the MV of securities sold, whichever is less, Prior to December1, 2021, as one of the members of IGSB, Mr.Rauth shared voting and dispositive power over all 3,554,584 However, none of Messrs. Bliss, Duca and Rauth may, individually, exercise When completed, an email will be sent to the email address you specify Santa Barbara Asset Management is based out of Los Angeles. Performance numbers calculated through 2023-02-14. email address below and choose 'Submit'. The company is based in California, United States. Contact. Their latest portfolio exit was Solvvy on May 12, 2022. Pursuant to Rule 13d-2 under the Act, this Amendment into a like number of ClassA Shares and made charitable gifts of those ClassA Shares. Their last reported 13F filing for Q1 2023 included $216,569,326 in managed 13F securities 2009. (PI) ; Grenadier, S. (SI) our sites and services. The Company most recently reported that, as of Prior to founding Dragoneer, Marc was a portfolio manager at the Investment Group of Santa Barbara, where he was the partner in charge of the firm's Hong Kong office. HTTPS://WWW.WCFINC.COM Subscribe to WhaleWisdom to view all filing data ClassBShares. Amendment relate to the shares of ClassA Common Stock, par value $0.0001 per share (ClassA Shares), of AppFolio, Inc., a Delaware corporation (the Company). IF A MEMBER OF A GROUP (SEE INSTRUCTIONS), CHECK IF DISCLOSURE OF for OMEGA FINANCIAL GROUP, LLC, Top 20 equal-weighted holdings. and a top 10 holdings concentration of 40.62%. ClassA Shares of the Company. Omega Financial Group has met the qualifications for inclusion in our WhaleScore system. LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e) (see instructions), AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON, CHECK IF THE AGGREGATE 4 as AppFolio or the Company.). Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Item 2.02: Results of Operations and Financial Condition, Item 5.07: Submission of Matters to a Vote of Security Holders, To see all congressional transactions (since 2022) for this stock, (3) Mr.Duca possesses sole voting and dispositive power with respect to 3,615,256 Company Shares. Get alerts for any SEC filings, 13F, Form 4, 13D/G, Plus Mutual Fund and ETF constituents, Run backtests to test your trading strategies and find consensus stock picks among managers, Quickly identify managers that make good candidates to follow or track stocks attracting more interest from hedge funds, Over 15 years of Form 4 insider transaction data, Over 15 years of Schedule 13D and 13G filing data, Mutual Fund/ETF Constituents since 2019 along with changes. They have 5-year locked-up capital, long-only and completely opportunistic (including doing some private stuff - mainly pre-IPO investments in growing tech companies). provisions of the Act (however, see the Notes). Download 13F Summary As a result Mr. Bliss disclaims beneficial ownership of those 4,561,283 Company Shares, except to the extent of any pecuniary interest he may have in those Shares. San Francisco Bay Area, Silicon Valley), Operating Status of Organization e.g. Santa Barbara Angel Alliance | 403 followers on LinkedIn. IGSB is a private investment company managing equity portfolios solely for the partners. Partner @ Investment Group of Santa Barbara; U.S. The information required on the remainder of this cover page shall not be deemed to be filed for Collaboratively manage over $200k investment portfolio within a team of 12 students. Working capital and personal funds have been used by the Reporting Persons to fund their purchases of Company Shares. We give you the access and tools to invest like a Wall Street money manager at a Main Street price. The holders of ClassA Shares Rauth), who also is one of the the succeeding 60 days, by conversion of his ClassB Shares. Messrs.Bliss, Duca and Rauth are the managing members of IGSB and may be deemed to Data provided by Interactive Brokers.